Monthly Archives: April 2012
Apr5
FSA’s interest in Bribery
Recently the FSA has started a major campaign to sharpen up compliance with the new Bribery Act. In this country we tend to be rather complacent about bribery, safe in the knowledge that there is less of it here than …
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Posted in: FSA
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person
Apr4
Developments in AIFMD
It has been difficult not to notice that there is renewed disquiet about AIFMD. As the Level 2 process progresses, so the situation appears to be getting worse. In developing its guidance to the European Commission, ESMA undertook a pretty …
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Posted in: AIFMD
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person