Tag Archives: CASS

Jun19

FCA’s Review of Client Assets Regime for Investment Business CP 13/5 and PS 14/9

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With the CASS Policy Statement now published the industry is turning its attention to the practicalities of implementation. Alongside our note on FCA’s decisions as set out in the PS, we are providing support to firms that are starting to …
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May9

CASS: Anticipation of another Policy Statement

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Despite the elapse of nine months since the publication of the bulky CASS consultation paper (CP13/5), memories of the FCA’s proposals may not have faded totally. That is just as well, given that the Policy Statement is now imminent and …
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Aug5

Overdue overhaul: CASS gets a new lick of paint

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Having been heavily stung over the resolution of the Lehman failure, the regulator – not this regulator, of course, for all the failings lay with FSA – is carrying out a spring clean of the whole of CASS (CP 13/5). …
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