Tag Archives: Consultation
Aug11
Property Funds on Notice
Deferred gratification is always said to be the best. So, it is good of FCA to propose it. Except that that should say ‘impose it’, particularly if you hold units in authorised property funds. The Woodford legacy just keeps on …
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Posted in: Competition, FCA
Tagged in: competition, Consultation, CP20/15, FCA, FIIA, FPIP, Funds, investment, Notice, Property, Redemption, Suspension, Unit, Unitholder
Tagged in: competition, Consultation, CP20/15, FCA, FIIA, FPIP, Funds, investment, Notice, Property, Redemption, Suspension, Unit, Unitholder
May9
CASS: Anticipation of another Policy Statement
Despite the elapse of nine months since the publication of the bulky CASS consultation paper (CP13/5), memories of the FCA’s proposals may not have faded totally. That is just as well, given that the Policy Statement is now imminent and …
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Posted in: CASS, FCA
Tagged in: CASS, Consultation, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person
Tagged in: CASS, Consultation, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person
Aug5
Overdue overhaul: CASS gets a new lick of paint
Having been heavily stung over the resolution of the Lehman failure, the regulator – not this regulator, of course, for all the failings lay with FSA – is carrying out a spring clean of the whole of CASS (CP 13/5). …
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Posted in: CASS, FCA
Tagged in: CASS, Consultation, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person
Tagged in: CASS, Consultation, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person