Tag Archives: Independent Directors
Sep30
D-Day for Independent Directors
Independent Directors must now be in place at all authorised fund managers (AFMs). They must comprise at least 25% of the Board, subject to a minimum of two. There can be no doubt that FCA will: Check to see that …
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May28
Assessments of Value & Independent Directors
In a few weeks’ time, the first authorised investment funds will reach their year end for which they will be obliged to produce and publish an Assessment of Value. When published, these Assessments should be expected to attract significant attention, …
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Posted in: Assessment of Value, Asset Management Market Study, FCA
Tagged in: Assessment of value, asset management market study, FCA, Independent Directors
Tagged in: Assessment of value, asset management market study, FCA, Independent Directors
Jan4
2019: All about Brexit?
Is 2019 the Year of the Brexit? Yes, maybe, no. Brexit may happen in 2019, or it may not. Whatever. Either way, it might not be the greatest regulatory challenge that we face this year. Granted, we don’t know what …
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