Tag Archives: Megan Butler


Flooded Again

  Firms overstretched by flood of regulation MiFID II approaches its climax SMCR emerges early as FCA priority Director of Supervision presses for further action   It is often said that regulated firms face many demands. Seldom is that as …
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Posted in: Asset Management Market Study, Best Execution, FCA, MiFID, Senior Managers Regime
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