Category Archives: Miscellaneous
Jan3
Happy New MiFIID! We hope that you greet this happy morn with relief. We have arrived.
Posted in: Miscellaneous
Dec1
New Address
OWL Regulatory Consulting have moved to 71-75 Shelton Street, London WC2H 9JQ, telephone number 020 3911 5528.
Posted in: Miscellaneous
Mar6
Court Ruling Against Investment Firm
Although apparently devoid of any press coverage, the Chancery Division of the High Court in February delivered a judgment which will be of considerable interest to many regulated investment firms. The case in question was Singularis Holdings Limited (in official …
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Posted in: Miscellaneous
Tagged in: Daiwa, Expert Witness, Financial Crime, Fraud, Money Laundering, Singularis
Tagged in: Daiwa, Expert Witness, Financial Crime, Fraud, Money Laundering, Singularis