Category Archives: ESMA

Mar13

EUCITS or BrUCITS

As we prepare (or not) to leave the EU (or not) at the end of the month (or not), we have to hope that the agencies of State, including the FCA, have got it all worked out. Strangely enough, this …
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Posted in: Brexit, ESMA, EU, FCA, UCITS
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May10

Best Execution – Again

It would not be entirely fair to accuse the Regulator of banging-on endlessly about best execution. Until the publication of the Thematic Review in 2014 (TR 14/13), it had said nothing about it for years. And there was precious little …
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Posted in: Best Execution, Competition, ESMA, FCA, MiFID
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Feb9

ESMA clouds MAR with Guidelines

As the forthcoming EU Market Abuse Regulation creeps up on us, we now have a further dollop of related regulation, this time in the form of draft ‘Guidelines’ from ESMA (Draft guidelines on the Market Abuse Regulation, ESMA/2016/162). We aren’t …
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Posted in: ESMA, EU, MAR
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