Category Archives: Competition
Hardly Diverging
Almost at the very end of the fourth month after our final separation from EU legislation, the FCA published its first proposals for going it alone. CP21/9 sets out its grandly entitled Changes to MiFID’s Conduct and Organisational Requirements. But …
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Tagged in: Best Execution, BREXIT, competition, Divergence, EU, FCA, MiFID, MiFID II, Research
Property Funds on Notice
Deferred gratification is always said to be the best. So, it is good of FCA to propose it. Except that that should say ‘impose it’, particularly if you hold units in authorised property funds. The Woodford legacy just keeps on …
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Tagged in: competition, Consultation, CP20/15, FCA, FIIA, FPIP, Funds, investment, Notice, Property, Redemption, Suspension, Unit, Unitholder
Remedies for a Healthy Patient II
Like the links in an apparently never-ending chain, the FCA’s Asset Management Market Study has now produced a Policy Statement (PS 18/8) (PS18/8: Implementing asset management market study remedies and changes to our Handbook – feedback to CP17/18 and final …
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