Category Archives: Miscellaneous

Feb16

Use of European Commission

Two months on from the European Commission’s announcement that MiFID II would have to be delayed, we have now had a further announcement from the European Commission that MiFID II will have to be delayed. Even the process of delay …
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Posted in: EU, MiFID, Miscellaneous
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Mar9

Umpteen Shades of Grey

Use of dealing commission – acquisition of research The ability of regulators to cause a stir has never been in doubt. But seldom have they been so electrifying as with the recent developments over Use of Commission. With accusations flying …
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Posted in: ESMA, EU, FCA, MiFID, Miscellaneous
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Dec16

Happy Christmas

OWL wishes all its clients a very Happy Christmas and a thoroughly compliant New Year

Posted in: Miscellaneous
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