Tag Archives: FCA

Jan24

The Year of the Senior Manager

The FCA’s major programme for SMCR is proceeding apace…. despite Brexit. SMCR implementation is a challenge for nearly every FCA-regulated firm. Related training is one aspect of the regime. The training is not just mandatory, but essential. The impact of …
Click here to read the rest of this entry

Posted in: FCA, Senior Managers Regime
Tagged in: , , , , ,
Jan4

2019: All about Brexit?

Is 2019 the Year of the Brexit? Yes, maybe, no. Brexit may happen in 2019, or it may not. Whatever. Either way, it might not be the greatest regulatory challenge that we face this year. Granted, we don’t know what …
Click here to read the rest of this entry

Posted in: Assessment of Value, Asset Management Market Study, Brexit, EU, FCA, Senior Managers Regime
Tagged in: , , , , , , , , ,
Sep14

Cometh the Assessment, Cometh the Value

Despite having every appearance of next year’s task, the measures from FCA’s Asset Management Market Study are on the very verge of intruding on our daily lives. Not only do the authorised fund managers, targeted by the new requirements, have …
Click here to read the rest of this entry

Posted in: Assessment of Value, Asset Management Market Study, FCA
Tagged in: , , , , , , , ,