Tag Archives: MiFID II
May4
Hardly Diverging
Almost at the very end of the fourth month after our final separation from EU legislation, the FCA published its first proposals for going it alone. CP21/9 sets out its grandly entitled Changes to MiFID’s Conduct and Organisational Requirements. But …
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Posted in: Best Execution, Brexit, Competition, EU, FCA, MiFID
Tagged in: Best Execution, BREXIT, competition, Divergence, EU, FCA, MiFID, MiFID II, Research
Tagged in: Best Execution, BREXIT, competition, Divergence, EU, FCA, MiFID, MiFID II, Research
Jan15
The Vintage of 2018
2018: HNY The relief of passing MiFID Day is palpable. After so long, it is hard to remember life before MiFID II was ‘just round the corner’. Now we have turned the corner and it is behind us. So, what …
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Posted in: Asset Management Market Study, EU, MiFID, Senior Managers Regime, UCITS
Tagged in: asset management market study, BREXIT, EU, FCA, MiFID, MiFID II, senior managers regime, UCITS, Value for Money Assessment
Tagged in: asset management market study, BREXIT, EU, FCA, MiFID, MiFID II, senior managers regime, UCITS, Value for Money Assessment
Dec21
Commission Causes Chaos with MiFID Muddle
Although implementation of MiFID II will now be delayed for a year to 2018, like a reliable and faithful hound, the FCA has fulfilled its promise and perceived obligation by publishing its first MiFID II Consultation Paper on time. With …
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