Category Archives: FCA

Jun16

The Song of the Independent Director

As Independent Directors get their feet under the boardroom table, so the spot-light of the FCA falls upon them. There is no such thing as a free boardroom lunch, especially with the Supervisors on the other side of the table. …
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Posted in: Asset Management Market Study, FCA
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Jun5

SRD II – Late Notice, Urgent Action

Although remarkably little has been said about it and the FCA has only just published its Policy Statement (PS 19/13), the revised Shareholder Rights Directive (SRD II) comes into force on Monday (10th June). There is immediate action associated with …
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Posted in: EU, FCA, SRD, Stewardship Code
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May28

Assessments of Value & Independent Directors

In a few weeks’ time, the first authorised investment funds will reach their year end for which they will be obliged to produce and publish an Assessment of Value. When published, these Assessments should be expected to attract significant attention, …
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Posted in: Assessment of Value, Asset Management Market Study, FCA
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