Category Archives: FCA

Mar13

EUCITS or BrUCITS

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As we prepare (or not) to leave the EU (or not) at the end of the month (or not), we have to hope that the agencies of State, including the FCA, have got it all worked out. Strangely enough, this …
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Posted in: Brexit, ESMA, EU, FCA, UCITS
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Jan24

The Year of the Senior Manager

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The FCA’s major programme for SMCR is proceeding apace…. despite Brexit. SMCR implementation is a challenge for nearly every FCA-regulated firm. Related training is one aspect of the regime. The training is not just mandatory, but essential. The impact of …
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Posted in: FCA, Senior Managers Regime
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Jan4

2019: All about Brexit?

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Is 2019 the Year of the Brexit? Yes, maybe, no. Brexit may happen in 2019, or it may not. Whatever. Either way, it might not be the greatest regulatory challenge that we face this year. Granted, we don’t know what …
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Posted in: Assessment of Value, Asset Management Market Study, Brexit, EU, FCA, Senior Managers Regime
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