Category Archives: FCA

May4

Hardly Diverging

Almost at the very end of the fourth month after our final separation from EU legislation, the FCA published its first proposals for going it alone. CP21/9 sets out its grandly entitled Changes to MiFID’s Conduct and Organisational Requirements. But …
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Posted in: Best Execution, Brexit, Competition, EU, FCA, MiFID
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Oct29

Treating EU customers fairly

While we have been known to suggest that the EU does not always act as it should, in some areas, whether right or wrong, it has at least the merit of consistency. One such area is its approach to determining …
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Posted in: Brexit, ESMA, EU, FCA, MiFID, Miscellaneous, UCITS
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Aug11

Property Funds on Notice

Deferred gratification is always said to be the best. So, it is good of FCA to propose it. Except that that should say ‘impose it’, particularly if you hold units in authorised property funds. The Woodford legacy just keeps on …
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Posted in: Competition, FCA
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