Category Archives: FCA
Hardly Diverging
Almost at the very end of the fourth month after our final separation from EU legislation, the FCA published its first proposals for going it alone. CP21/9 sets out its grandly entitled Changes to MiFID’s Conduct and Organisational Requirements. But …
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Tagged in: Best Execution, BREXIT, competition, Divergence, EU, FCA, MiFID, MiFID II, Research
Treating EU customers fairly
While we have been known to suggest that the EU does not always act as it should, in some areas, whether right or wrong, it has at least the merit of consistency. One such area is its approach to determining …
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Property Funds on Notice
Deferred gratification is always said to be the best. So, it is good of FCA to propose it. Except that that should say ‘impose it’, particularly if you hold units in authorised property funds. The Woodford legacy just keeps on …
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Tagged in: competition, Consultation, CP20/15, FCA, FIIA, FPIP, Funds, investment, Notice, Property, Redemption, Suspension, Unit, Unitholder