Category Archives: FCA
Grid Grind
Do you remember the good old days when FSA used to publish Policy Development Updates worthy of the name? It was something approaching a comprehensive list of forthcoming publications, providing a really useful, at a glance summary of what to …
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Remember the world outside?
If you ever thought that Brexit had become an over-discussed issue, that must have been several months ago. It is a topic that is destined to succeed in fighting its way out of the shadows that have over-cast it. Whether …
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Happy New Decade
At the beginning will be Brexit. At the end will be Brexit. And in between it will mainly be Brexit. I hope that those remarks relate to 2020, not to the whole decade, but I am probably wrong. There will …
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Tagged in: Acquisition of research, Assessment of value, asset management market study, BREXIT, Engagement Policy, EU, FCA, FIIA, Independent Directors, investment research, Liquidity, MiFID, NURS, Passport, senior managers regime, SMCR, SRD II, UCITS, Woodford