Author Archives: admin

Oct29

Treating EU customers fairly

While we have been known to suggest that the EU does not always act as it should, in some areas, whether right or wrong, it has at least the merit of consistency. One such area is its approach to determining …
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Posted in: Brexit, ESMA, EU, FCA, MiFID, Miscellaneous, UCITS
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Sep1

ESMA’s Cunning Plan

Those who have whiled away a covid summer afternoon enjoying ESMA’s note to the European Commission on improvements to AIFMD  ( esma_letter_on_aifmd_review ), will have formed the vaguest suspicion that despite its noises about Wirecard, it is really Woodford that …
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Posted in: AIFMD, Brexit, ESMA, EU, MiFID, UCITS
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Aug11

Property Funds on Notice

Deferred gratification is always said to be the best. So, it is good of FCA to propose it. Except that that should say ‘impose it’, particularly if you hold units in authorised property funds. The Woodford legacy just keeps on …
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Posted in: Competition, FCA
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