Category Archives: CRD
Prudential Politics
As we lurk in the twilight zone of the undead, half in the EU and half out of it, we start to see signs of what UK regulation will look like when we are resurrected. The appointment of …
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How are you getting on with………..?
Apparently 2014 is the year of the horse, or so I have heard. It seems more likely that the City will come to regard it as the year of the hearse, come to take away the remains of a …
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Tagged in: AIFMD, competences, CRD, Dealing commission, EMIR, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person
The Sad Case of The Dog Who Did Not Bark
Those who have already enjoyed the FCA’s Policy Statement on CRD IV (PS 13/10) will have noted that FCA is sticking to its proposed treatment of BIPRU firms, voluntarily applying ICAAPs, Pillar 3 disclosure and the Remuneration Code. Disappointing, but …
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Tagged in: BIPRU, competitiveness, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, Remuneration Code, s166, skilled person, superequivalence