Tag Archives: Expert Wtiness

Aug6

Supreme Court hears a Firm’s Client that was Defrauded by its own Owner Director

At the end of July, the Supreme Court heard the ultimate appeal by Daiwa Capital Management against the judgment of the Court of Appeal in the case of Singularis v Daiwa, in which Oliver Lodge acted as expert witness. Whether …
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Posted in: CASS
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Jan2

A Blissful New Year

Judging from the financial press, you might suppose that this was the year of MiFID II. However, there is the small matter of a general election in the wings, insignificant as that should of course be regarded in these euro-days. …
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Posted in: CASS, ESMA, EU, FCA, MiFID, UCITS
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Dec16

Happy Christmas

OWL wishes all its clients a very Happy Christmas and a thoroughly compliant New Year

Posted in: Miscellaneous
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