Category Archives: EU

Jun5

SRD II – Late Notice, Urgent Action

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Although remarkably little has been said about it and the FCA has only just published its Policy Statement (PS 19/13), the revised Shareholder Rights Directive (SRD II) comes into force on Monday (10th June). There is immediate action associated with …
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Posted in: EU, FCA, SRD, Stewardship Code
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Mar13

EUCITS or BrUCITS

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As we prepare (or not) to leave the EU (or not) at the end of the month (or not), we have to hope that the agencies of State, including the FCA, have got it all worked out. Strangely enough, this …
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Posted in: Brexit, ESMA, EU, FCA, UCITS
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Jan4

2019: All about Brexit?

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Is 2019 the Year of the Brexit? Yes, maybe, no. Brexit may happen in 2019, or it may not. Whatever. Either way, it might not be the greatest regulatory challenge that we face this year. Granted, we don’t know what …
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Posted in: Assessment of Value, Asset Management Market Study, Brexit, EU, FCA, Senior Managers Regime
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