Category Archives: Assessment of Value
Jun13
Four Thoughts
Prioritisation is frequently a bigger challenge than we realise. It is always tempting to see the process of prioritisation as a waste of good doing time. That of course is to under-prioritise the prioritisation process. An error to which most …
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Posted in: Assessment of Value, Asset Management Market Study, Best Execution, FCA, Senior Managers Regime
Tagged in: Assessment of value, asset management market study, Best Execution, Conduct Rules, FCA, Financial Conduct Authority, Independent Directors, Order execution policy, senior managers regime, Staley
Tagged in: Assessment of value, asset management market study, Best Execution, Conduct Rules, FCA, Financial Conduct Authority, Independent Directors, Order execution policy, senior managers regime, Staley
Apr12
Remedies for a Healthy Patient II
Like the links in an apparently never-ending chain, the FCA’s Asset Management Market Study has now produced a Policy Statement (PS 18/8) (PS18/8: Implementing asset management market study remedies and changes to our Handbook – feedback to CP17/18 and final …
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Jul3
Remedies for a Healthy Patient
One thing that FCA is good at is trailing its views. So it is that the Asset Management Market Study Final Report contains no real surprises. But lack of surprise does not mean lack of impact. These measures will certainly …
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