Tag Archives: ESMA
May10
Best Execution – Again
It would not be entirely fair to accuse the Regulator of banging-on endlessly about best execution. Until the publication of the Thematic Review in 2014 (TR 14/13), it had said nothing about it for years. And there was precious little …
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Posted in: Best Execution, Competition, ESMA, FCA, MiFID
Tagged in: Best Execution, competition, ESMA, FCA visit, MiFID
Tagged in: Best Execution, competition, ESMA, FCA visit, MiFID
Feb9
ESMA clouds MAR with Guidelines
As the forthcoming EU Market Abuse Regulation creeps up on us, we now have a further dollop of related regulation, this time in the form of draft ‘Guidelines’ from ESMA (Draft guidelines on the Market Abuse Regulation, ESMA/2016/162). We aren’t …
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Nov12
MiFID II Postponed
Although not in any sense a surprise, the press articles announcing the European Commission’s comments that MiFID II will have to be delayed seem to be confirmation that this anticipated postponement will take place. For those who have been complaining …
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