Tag Archives: MAR

Apr14

FCA’s Inter-Regnum Plan

The Regulator’s rather unexciting Plan has all the appearance of a document produced under orders to ‘say nothing new’. With a caretaker CEO, that is, no doubt, what we should expect. Having made that point, to what extent does the …
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Posted in: FCA, MAR, MiFID, Remuneration Code
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Feb16

Use of European Commission

Two months on from the European Commission’s announcement that MiFID II would have to be delayed, we have now had a further announcement from the European Commission that MiFID II will have to be delayed. Even the process of delay …
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Posted in: EU, MiFID, Miscellaneous
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Feb9

ESMA clouds MAR with Guidelines

As the forthcoming EU Market Abuse Regulation creeps up on us, we now have a further dollop of related regulation, this time in the form of draft ‘Guidelines’ from ESMA (Draft guidelines on the Market Abuse Regulation, ESMA/2016/162). We aren’t …
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Posted in: ESMA, EU, MAR
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