Category Archives: EU

Dec6

Stressing the Directors

As we may have mentioned before, the FCA is a trifle concerned about the liquidity of investment funds. Some would say that the threat to the career of its Chief Executive was good reason for the organisation to focus the …
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Posted in: Asset Management Market Study, EU, FCA, UCITS
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Oct24

A Liking for Liquid Assets

Despite Brexit, the FCA continues to supervise the financial services industry and even to take stock of the appropriateness of the obligations that it imposes. In fact, something approaching normal life continues. As Andrew Bailey keeps on saying, financial services …
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Posted in: Brexit, EU, FCA, UCITS
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Jun5

SRD II – Late Notice, Urgent Action

Although remarkably little has been said about it and the FCA has only just published its Policy Statement (PS 19/13), the revised Shareholder Rights Directive (SRD II) comes into force on Monday (10th June). There is immediate action associated with …
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Posted in: EU, FCA, SRD, Stewardship Code
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