Tag Archives: AFM
Dec6
Stressing the Directors
As we may have mentioned before, the FCA is a trifle concerned about the liquidity of investment funds. Some would say that the threat to the career of its Chief Executive was good reason for the organisation to focus the …
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Posted in: Asset Management Market Study, EU, FCA, UCITS
Tagged in: AFM, asset management market study, Authorised Fund Managers, EU, FCA, Independent Directors, Liquidity, Liquidity Management, Stress Testing, UCITS, Woodford
Tagged in: AFM, asset management market study, Authorised Fund Managers, EU, FCA, Independent Directors, Liquidity, Liquidity Management, Stress Testing, UCITS, Woodford
Jan4
2019: All about Brexit?
Is 2019 the Year of the Brexit? Yes, maybe, no. Brexit may happen in 2019, or it may not. Whatever. Either way, it might not be the greatest regulatory challenge that we face this year. Granted, we don’t know what …
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Sep14
Cometh the Assessment, Cometh the Value
Despite having every appearance of next year’s task, the measures from FCA’s Asset Management Market Study are on the very verge of intruding on our daily lives. Not only do the authorised fund managers, targeted by the new requirements, have …
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