Tag Archives: FSA
Dec7
Implementing the Stewardship Code
The prize for the least well sign-posted rule change must surely go to the FSA’s work on the Stewardship Code. Indeed so obscure was the FSA’s publication of the new rule, that the probability must be that only a small …
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Posted in: FSA, Stewardship Code
Tagged in: FCA, FCA visit, Financial Conduct Authority, FRC, FSA, s166, skilled person, Stewardship Code. Expert Wtiness
Tagged in: FCA, FCA visit, Financial Conduct Authority, FRC, FSA, s166, skilled person, Stewardship Code. Expert Wtiness
Jul20
Implementing the Remuneration Code
It is no surprise really that CP10/19 has received more attention than the FSA’s other eighteen consultation papers this year put together. Remuneration is a big issue and a political hot potato into which the FSA risks being drawn in …
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Posted in: FSA, Remuneration Code
Tagged in: CP10/19, CRD III, CRD3, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, Remuneration Code, s166, skilled person
Tagged in: CP10/19, CRD III, CRD3, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, Remuneration Code, s166, skilled person
Jul12
Financial Times Letter about Financial Reporting Council’s Stewardship Code
Sir Following further discussion of the Financial Reporting Council’s Stewardship Code, including John Plender’s Analysis [FT 12 July 2010], we now have the FSA’s consultation on compulsory publication of investment managers’ “commitment” to the Code. Given that the Code’s Principles …
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Posted in: FSA, Letters, Stewardship Code
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FRC, FSA, s166, skilled person, Stewardship Code
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FRC, FSA, s166, skilled person, Stewardship Code